The All-In-One CFA Level 1 Exam Certification Prep Bundle

31 Reviews
5223 Enrolled
9 Courses & 23 Hours
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What's Included

CFA Level 1: Ethical & Professional Standards
  • Certification included
  • Experience level required: All levels
  • Access 12 lectures & 2 hours of content 24/7
  • Length of time users can access this course: Lifetime

Course Curriculum

12 Lessons (2h)

  • Your First Program

  • Introduction to the CFA Program

    Introduction to the CFA Program8:54
  • Introduction to Ethics in Finance

    Ethics and Trust in the Investment Profession (CFA Level 1 – Reading 1)12:00
    Code of Ethics and Standards of Professional Conduct (CFA Level 1 – Reading 2)7:06
  • Guidance for Standards I-VII (CFA Level 1 – Reading 3)

    Standard I – Professionalism14:40
    Standard II – Integrity of Capital Markets15:38
    Standard III – Duties to Clients and Prospective Clients16:48
    Standard IV – Duties to Employers11:30
    Standard V – Investment Analysis, Recommendations, and Action15:56
    Standard VI – Conflicts of Interest11:15
    Standard VII – Responsibilities as a CFA Institute Member or CFA Candidate8:51
  • Global Investment Performance Standards (GIPS)

    Introduction to the Global Investment Performance Standards (GIPS) (CFA Level 1 – Reading 4)10:07
    The GIPS Standards (CFA Level 1 – Reading 5)17:40

CFA Level 1: Ethical & Professional Standards

Analyst Prep

Analyst Prep | Financial Education Company

4.1/5 Insturctor Rating: ★ ★ ★ ★

James Forjan, PhD, CFA has taught college-level business classes for over 25 years. He currently teaches a number of different graduate and undergraduates classes in Pennsylvania. He received his CFA charter in 2004 and has always been keeping up to date with what is happening in the investment world and with the CFA Institute.

11,336 Total Students
772 Reviews


In this course, Prof. James Forgan, Ph.D., CFA, summarizes each Ethics reading and standard of professional conduct so you can learn or review all of the important concepts from CFA Level 1 Ethical and Professional Standards. This course covers professionalism to responsibilities and GIPS standards. This course also includes 144 practice questions in PDF format from AnalystPrep's mock exams. The answers file includes detailed explanations and the referring LOS.

4.4/5 average rating from 2,014 students enrolled: ★ ★ ★ ★

  • Access 12 lectures & 2 hours of content 24/7
  • Describe the need for high ethical standards in the investment industry
  • Understand the structure of the CFA Institute Professional Conduct Program
  • Know why the GIPS standards were created
  • Explain the construction & purpose of composites in performance reporting


Important Details

  • Length of time users can access this course: lifetime
  • Access options: desktop & mobile
  • Certification of completion included
  • Redemption deadline: redeem your code within 30 days of purchase
  • Updates included
  • Experience level required: all levels


  • Any device with basic specifications


  • Unredeemed licenses can be returned for store credit within 30 days of purchase. Once your license is redeemed, all sales are final.